Kathryn Hooper, financial advisor Des Moines IA

Kathryn Hooper

CRD Number: 3099687
Current Firm: Sorrento Pacific Financial, LLC

Kathryn Hooper (CRD# 3099687) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Des Moines, IA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Sorrento Paficif Financial, LLC San Diego, CA Dec 2017 - Current 6
Iowa State Bank Des Moines, IA May 2017 - Current 6
Invest Financial Corporation Tampa, FL May 2017 - Dec 2017 < 1
Boyle Capital Management West Des Moines, IA Jul 2016 - May 2017 < 1
Unemplyed Des Moines, IA Apr 2016 - Jul 2016 < 1
Broker Dealer Financial Services Corp. West Des Moines, IA Nov 2011 - Mar 2016 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Kathryn L. Hooper
Phone Number: 858-805-7900
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    173
    MILLIONS
  • Total Number of Accounts
    800
    ACCOUNTS
  • Average Account Value
    $216,172
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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