Kevin Oconnor, financial advisor Dubuque IA

Kevin Oconnor

CRD Number: 5625535
Current Firm: Avantax Planning Partners, Inc.

Kevin Oconnor (CRD# 5625535) is an Investment Advisor Representative working at Avantax Planning Partners, Inc. in Dubuque, IA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Avantax Investment Services, Inc. Dallas, TX Sep 2020 - Current 3
Hk Financial Services, Inc. Dubuque, IA Nov 2019 - Current 4
Lpl Financial LLC Dubuque, IA Jul 2018 - Nov 2019 1
Dubuque Bank & Trust Dubuque, IA Jul 2018 - Nov 2019 1
Charles Schwab Bank Des Moines, IA Nov 2012 - Jul 2018 5
Charles Schwab & Co, Inc. Des Moines, IA Dec 2008 - Jul 2018 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S66 NASAA Uniform Combined State Law Examination Jan 2013
Contact Info for Kevin Oconnor
Phone Number: 563-582-2855
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    5,456
    MILLIONS
  • Total Number of Accounts
    11,570
    ACCOUNTS
  • Average Account Value
    $471,607
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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