Marlis GilbertCRD Number: 1221354
Current Firm: Gilbert & Cook, Inc.
Marlis Gilbert (CRD# 1221354) is an Investment Advisor Representative working at Gilbert & Cook, Inc. in Des Moines, IA and has over 34 years of experience in the finance industry. Marlis Gilbert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Iron Horse Wealth Management, LLC
Cliftonlarsonallen Wealth Advisors, LLC
Lpl Financial LLC
|Purshe Kaplan Sterling Investments||Albany, NY||Apr 2016 - Current||2|
|Gilbert & Cook, Inc.||Des Moines, IA||Jan 2000 - Current||18|
|Vsr Advisory Services||Overland Park, KS||Aug 2007 - Apr 2016||8|
|Vsr Financial Services, Inc.||Overland Park, KS||Jan 2000 - Apr 2016||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
|S65||NASAA Investment Advisors Law Examination||Jan 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management323MILLIONS
Total Number of Accounts1,412ACCOUNTS
Average Account Value$228,401
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CO, FL, IA, KS, LA, MN, MO, TX
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