Thomas Gooden, financial advisor Des Peres MO
83 score

Thomas Gooden

CRD Number: 1964527
Current Firm: Cornerstone Wealth Management, LLC

Thomas Gooden (CRD# 1964527) is an Investment Advisor Representative working at Cornerstone Wealth Management, LLC in Des Peres, MO and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Cornerstone Wealth Management Des Peres, MO Aug 2012 - Current 4
Lpl Financial Des Peres, MO May 2012 - Current 4
Edward Jones St. Louis, MO Jul 2005 - May 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1993
S65 NASAA Investment Advisors Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Thomas S. Gooden
Phone Number: 636-397-6200
Firm Website: http://www.rpzeigler.com
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    876
    MILLIONS
  • Total Number of Accounts
    5,625
    ACCOUNTS
  • Average Account Value
    $155,708
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI

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BADGES
83

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