Thomas GoodenCRD Number: 1964527
Current Firm: Cornerstone Wealth Management, LLC
Thomas Gooden (CRD# 1964527) is an Investment Advisor Representative working at Cornerstone Wealth Management, LLC in Des Peres, MO and has over 25 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Carsonallaria Wealth Management, Ltd.
|Cornerstone Wealth Management||Des Peres, MO||Aug 2012 - Current||5|
|Lpl Financial||Des Peres, MO||May 2012 - Current||5|
|Edward Jones||St. Louis, MO||Jul 2005 - May 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1993|
|S65||NASAA Investment Advisors Law Examination||Sep 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management876MILLIONS
Total Number of Accounts5,625ACCOUNTS
Average Account Value$155,708
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI