Thomas Gooden, financial advisor Saint Peters MO

Thomas Gooden

CRD Number: 1964527
Current Firm: Cornerstone Wealth Management, LLC

Thomas Gooden (CRD# 1964527) is an Investment Advisor Representative working at Cornerstone Wealth Management, LLC in Saint Peters, MO and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Cornerstone Wealth Management St. Peters, MO Aug 2012 - Current 11
Lpl Financial St. Peters, MO May 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1993
S65 NASAA Investment Advisors Law Examination Sep 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas S. Gooden
Phone Number: 636-397-6200
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    3,295
    MILLIONS
  • Total Number of Accounts
    16,986
    ACCOUNTS
  • Average Account Value
    $193,988
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI

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