Denice Gustin-Piazza, financial advisor Des Plaines IL

Denice Gustin-Piazza

CRD Number: 714902
Current Firm: Cambridge Investment Research Advisors, Inc.

Denice Gustin-Piazza (CRD# 714902) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Des Plaines, IL and has over 34 years of experience in the finance industry. Denice Gustin-Piazza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Jan 2010 - Current 12
Cambridge Investment Research Advisors Fairfield, IA Jan 2010 - Current 12
Northwestern Nat. Life Ins. Company Minneapolis, MN Feb 1984 - Current 38
Gustin Scharff, Financial Services Morton Grove, IL Jan 1983 - Current 39
Gustin Insurance Agency Morton Grove, IL Jan 1980 - Current 42
Gustin Insurance Agency Morton Grove, IL Jan 1980 - Current 42
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1987
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Denice F. Gustin-Piazza
Phone Number: 641-472-5100
Registered State(s):
  • FL
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    82,247
    MILLIONS
  • Total Number of Accounts
    382,713
    ACCOUNTS
  • Average Account Value
    $214,906
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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