David Graham, financial advisor Detroit MI
78 score

David Graham

CRD Number: 5932627
Current Firm: Fifth Third Securities, Inc.

David Graham (CRD# 5932627) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Detroit, MI and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities Detroit, MI Feb 2014 - Current 2
Bank Of America N.a Farmington Hills, MI Jun 2011 - Feb 2014 2
Merrill Lynch, Pierce, Fenner And Smith Incorporated Farmington Hills, MI Apr 2008 - Feb 2014 5
Comerica Bank Detroit, MI May 2003 - Apr 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for David A. Graham
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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