John MishimaCRD Number: 5956534
Current Firm: J.p. Morgan Securities LLC
John Mishima (CRD# 5956534) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Diamond Bar, CA and has over 6 years of experience in the finance industry.
Jst Investment Consulting
Penniall & Associates
|J.p. Morgan Securities LLC||Diamond Bar, CA||Oct 2012 - Current||5|
|Jpmorgan Chase Bank||Diamond Bar, CA||Sep 2008 - Current||9|
|Chase Investment Services Corp||Diamond Bar, CA||Jul 2011 - Oct 2012||1|
|Washington Mutual Bank||Diamond Bar, CA||Jul 2008 - Sep 2008||< 1|
|Starbucks||Diamond Bar, CA||Oct 2005 - Jul 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2011|
|S66||NASAA Uniform Combined State Law Examination||Jun 2014|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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