Randy LouieCRD Number: 2984912
Current Firm: Woodbury Financial Services, Inc.
Randy Louie (CRD# 2984912) is an Investment Advisor Representative working at Woodbury Financial Services, Inc. in Diamond Bar, CA and has over 19 years of experience in the finance industry.
Jst Investment Consulting
Penniall & Associates
Eclectic Associates, Inc.
|Fortis Investors, Inc.||Diamond Bar, CA||Dec 1997 - Current||19|
|Cal State University Fullerton||Fullerton, CA||Sep 1992 - Current||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2006|
Total Assets Under Management2,697MILLIONS
Total Number of Accounts14,956ACCOUNTS
Average Account Value$180,319
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV