Theodore Bustamante, financial advisor Diamond Bar CA
86 score

Theodore Bustamante

CRD Number: 1365093
Current Firm: Allstate Financial Advisors, LLC

Theodore Bustamante (CRD# 1365093) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Diamond Bar, CA and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Allstate Insurance Company Santa Barbara, CA Jan 2011 - Current 5
Bustamante Insurance Services, LLC Ventura, CA Aug 2002 - Current 14
Sorrento Pacific Financial, LLC Ventura, CA Jul 2009 - Jan 2011 1
Partnervest Advisory Services, LLC Santa Barbara, CA Mar 2004 - Jan 2011 6
Partnervest Securities, Inc. Santa Barbara, CA Mar 2004 - Jul 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1991
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Theodore R. Bustamante
Phone Number: 847-402-5296
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
86

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