Reginald Findley, financial advisor Dinuba CA

Reginald Findley

CRD Number: 4293098
Current Firm: Cetera Investment Advisers LLC

Reginald Findley (CRD# 4293098) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Dinuba, CA and has over 23 years of experience in the finance industry. Reginald Findley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jul 2004 - Current 19
Cetera Financial Specialists LLC Schaumburg, IL Jun 2004 - Current 19
Reginald S. Findley Cpa Dinuba, CA Jan 1985 - Current 39
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
Contact Info for Reginald S. Findley
Phone Number: 888-528-2987
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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