Ann Frigon (CRD# 2214445) is an Investment Advisor Representative working at Lpl Financial LLC in Roach, MO and has over 32 years of experience in the finance industry. Ann Frigon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6895513
Edward Jones
CRD# 5705905
Lpl Financial LLC
CRD# 2145558
Cambridge Investment Research Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Dodge City, KS | Mar 2023 - Current | 1 |
| Fbl Financial Group | West Des Moines, IA | Aug 2019 - Mar 2023 | 3 |
| Fbl Marketing Services, LLC | West Des Moines, IA | Aug 2019 - Mar 2023 | 3 |
| Cwm, LLC | Omaha, NE | Aug 2017 - Aug 2019 | 2 |
| Cetera Advisor Networks LLC | El Segundo, CA | Aug 2017 - Aug 2019 | 2 |
| Lpl Financial, LLC | Dodge City, KS | Jan 1992 - Aug 2017 | 25 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1992 |
- KS
- MO
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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