Dustin Woodham, financial advisor Dothan AL
81 score

Dustin Woodham

CRD Number: 5373780
Current Firm: Cetera Investment Advisers LLC

Dustin Woodham (CRD# 5373780) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Dothan, AL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Services LLC St.cloud, MN Feb 2014 - Current 2
Cetera Investment Advisors LLC Dothan, AL Feb 2014 - Current 2
Regions Bank Dothan, AL Jan 2014 - Current 2
Wells Fargo Advisors, LLC Dothan, AL Jun 2012 - Jan 2014 1
Wells Fargo Bank Na Dothan, AL May 2012 - Jan 2014 1
Lakewood Landscape Group Dothan, AL Mar 2012 - May 2012 < 1
Blackwell & King Veterinary Search Consultants Dothan, AL Nov 2011 - Feb 2012 < 1
Valic Financial Advisors, Inc. Birmingham, AL Jul 2010 - Nov 2011 1
Wachovia Securities Financial Network, Llc (11025) Dothan, AL Jun 2007 - Jun 2010 3
T-mobile Usa -dothan Dothan, AL Mar 2007 - Jun 2007 < 1
T-mobile Usa - Opelika Opelika, AL Feb 2006 - Mar 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Dustin E. Woodham
Phone Number: 888-528-2987
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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