Kathleen Hawkins, financial advisor Dover DE

Kathleen Hawkins

CRD Number: 3084496
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kathleen Hawkins (CRD# 3084496) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Dover, DE and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Dover, DE Jul 2011 - Current 10
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover, DE Jul 2004 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S66 NASAA Uniform Combined State Law Examination Sep 2004
Contact Info for Kathleen V. Hawkins
Phone Number: 800-637-7455
Registered State(s):
  • DE
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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