Michael Redmond, financial advisor Dover DE
68 score

Michael Redmond

CRD Number: 3164646
Current Firm: Kestra Advisory Services, LLC

Michael Redmond (CRD# 3164646) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Dover, DE and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Kestra Financial Austin, TX Mar 2017 - Current 1
Wfg Investments Inc. Dover, DE Mar 2011 - Mar 2017 6
Equity Services, Inc. Montpelier, VT Feb 2001 - Mar 2011 10
National Life Of Vermont Montpelier, VT Oct 2000 - Mar 2011 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S65 NASAA Investment Advisors Law Examination Nov 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael T. Redmond
Phone Number: 7374437101
Registered State(s):
  • DE
By the Numbers
  • Total Assets Under Management
    16,009
    MILLIONS
  • Total Number of Accounts
    63,471
    ACCOUNTS
  • Average Account Value
    $252,225
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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