Gabriel Reyes, financial advisor Downers Grove IL
78 score

Gabriel Reyes

CRD Number: 6014888
Current Firm: Principal Securities, Inc.

Gabriel Reyes (CRD# 6014888) is an Investment Advisor Representative working at Principal Securities, Inc. in Downers Grove, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Princor Financial Group Downers Grove, IL Jun 2015 - Current 1
Principal Life Insurance Co Downers Grove, IL Jun 2015 - Current 1
Pnc Investments Chicago, IL Dec 2013 - Jun 2015 1
Pnc Bank Chicago, IL Dec 2013 - Jun 2015 1
J.p. Morgan Securities LLC Downers Grove, IL Oct 2012 - Dec 2013 1
Jp Morgan Chase Bank Downers Grove, IL Mar 2011 - Dec 2013 2
Chase Investment Services Corp Downers Grove, IL Jan 2012 - Oct 2012 < 1
Affirmative Insurance Aurora, IL Aug 2009 - Mar 2011 1
Unemployed Aurora, IL Jan 2009 - Aug 2009 < 1
Aerotek Oakbrook, IL Jul 2008 - Jan 2009 < 1
Unemployed Aurora, IL May 2008 - Jul 2008 < 1
Communities In Schools Aurora, IL Sep 2007 - May 2008 < 1
Harris Bank Oswego, IL Mar 2005 - Aug 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
S65 NASAA Investment Advisors Law Examination Oct 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Gabriel Reyes
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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