Mark Essenfeld, financial advisor Downers Grove IL
74 score

Mark Essenfeld

CRD Number: 4572427
Current Firm: Msi Financial Services, Inc.

Mark Essenfeld (CRD# 4572427) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Downers Grove, IL and has over 14 years of experience in the finance industry. Mark Essenfeld has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Robert Ellis, financial advisor Downers Grove IL
Robert K. Ellis
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
Similar Advisors
Allen Kutchins, financial advisor Downers Grove IL
Allen I. Kutchins
CRD# 4478796
Krd Financial
Score
106
Similar Advisors
Daniel Lockwood, financial advisor Downers Grove IL
Daniel A. Lockwood
CRD# 3080178
Waddell & Reed
Score
104
Professional Designations
Company Name Location Dates Years
Metlife Securities Inc. Downers Grove, IL Jan 2016 - Current < 1
Heartland Bank Plainfield, IL Apr 2013 - Jan 2016 2
Lpl Plainfield, IL Apr 2013 - Jan 2016 2
Cetera Investment Services LLC St Cloud, MN Oct 2010 - Apr 2013 2
Citizens First National Bank Aurora, IL Oct 2010 - Apr 2013 2
Securities America, Inc. Downers Grove, IL Jun 2009 - Oct 2010 1
Ameriprise Financial Services Inc. Downers Grove, IL May 2009 - Oct 2010 1
Morgan Stanley & Company, Incorporated Lisle, IL Apr 2007 - May 2009 2
Morgan Stanley Lisle, IL Aug 2002 - Apr 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S66 NASAA Uniform Combined State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark Essenfeld
Phone Number: 800-638-8378
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Mark Essenfeld and other advisors.
BADGES
74

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.