Thomas Ogrady, financial advisor Downers Grove IL
93 score

Thomas Ogrady

CRD Number: 3093390
Current Firm: Principal Securities, Inc.

Thomas Ogrady (CRD# 3093390) is an Investment Advisor Representative working at Principal Securities, Inc. in Downers Grove, IL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Principal Life Insurance Lombard, IL Mar 2007 - Current 9
Princor Financial Services Lombard, IL Mar 2007 - Current 9
Nylife Securities Inc. Harrisburg, PA Jul 1998 - Feb 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Thomas J. Ogrady
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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