William Hazen, financial advisor Downers Grove IL
90 score

William Hazen

CRD Number: 5580024
Current Firm: Ameriprise Financial Services, Inc.

William Hazen (CRD# 5580024) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Downers Grove, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Downers Grove, IL May 2014 - Current 2
Unemployed Scottsdale, AZ May 2013 - May 2014 1
Est Est Inc. Scottsdale, AZ Oct 2011 - May 2013 1
The Vanguard Group, Inc. Scottsdale, AZ Jul 2011 - Oct 2011 < 1
Est Est Inc. Scottsdale, AZ Jul 2007 - Jun 2011 3
Primerica Financial Services Phoenix, AZ Jun 2007 - May 2011 3
Northern Arizona University Flagstaff, AZ Sep 2006 - Jun 2007 < 1
Northern Arizona University Flagstaff, AZ Aug 2002 - May 2007 4
Unemployed Phoenix, AZ Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
S63 Uniform Securities State Law Examination Aug 2011
Contact Info for William K. Hazen
Phone Number: 612-671-3131
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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