H. John Moghaddam, financial advisor Malvern PA

H. John Moghaddam

CRD Number: 6151501
Current Firm: Vanguard Advisers, Inc.
Compensation Model: Both

Hajir John Moghaddam (CRD# 6151501) is an Investment Advisor Representative and a Registered Representative working at Downingtown Financial in Downingtown, PA and has 3 year of experience in the finance industry.

 

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Great Valley Advisor Group, a Registered Investment Advisor. Downingtown Financial and Great Valley Advisor Group are separate entities from LPL Financial.

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Company Name Location Dates Years
Ulta Beauty Newtown Square, PA Aug 2023 - Current < 1
Self-employed Downingtown, PA Jan 2023 - Current 1
Hajir Solutions Downingtown, PA Feb 2021 - Current 3
The Vanguard Group, Inc. Malvern, PA Jun 2017 - Current 6
Executive Business Solutions, Inc. (hajir Solutions) Downingtown, PA Jan 2012 - Dec 2021 9
Lpl Financial LLC Wilmington, DE Dec 2015 - Jun 2017 1
Prudential Lancaster, PA Sep 2013 - Dec 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2014
S65 NASAA Investment Advisors Law Examination Apr 2015
S66 NASAA Uniform Combined State Law Examination Oct 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

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Contact Info for H. John J. Moghaddam
By the Numbers
  • Total Assets Under Management
    299,192
    MILLIONS
  • Total Number of Accounts
    634,470
    ACCOUNTS
  • Average Account Value
    $471,562
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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