James McGowan, financial advisor Doylestown PA
71 score

James McGowan

CRD Number: 4529208
Current Firm: The Marshall Financial Group, Inc.

James McGowan (CRD# 4529208) is an Investment Advisor Representative working at The Marshall Financial Group, Inc. in Doylestown, PA and has over 14 years of experience in the finance industry. James McGowan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Marshall Financial Group Inc. Doylestown, PA Sep 2014 - Current 2
Asset Planning Services Harleysville, PA Feb 2008 - Aug 2014 6
The Hartford Mutual Funds Chesterbrook, PA Apr 2006 - Nov 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James F. McGowan
Phone Number: (215) 348-9393
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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