Janis ValensCRD Number: 1259016
Current Firm: Td Ameritrade, Inc.
Janis Valens (CRD# 1259016) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Draper, UT and has over 32 years of experience in the finance industry.
Uma Financial Services Inc.
|Td Ameritrade Inc.||Draper, UT||Jul 2013 - Current||4|
|Montage Resort||Park City, UT||Dec 2010 - Jul 2013||2|
|E*trade Securities LLC||Sandy, UT||Feb 2006 - Dec 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1984|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV