Ryan StottCRD Number: 3059132
Current Firm: Ashton Thomas Private Wealth, LLC
Ryan Stott (CRD# 3059132) is an Investment Advisor Representative working at Ashton Thomas Private Wealth, LLC in Draper, UT and has over 18 years of experience in the finance industry.
Uma Financial Services Inc.
|Ashton Thomas Private Wealth LLC||Draper, UT||Sep 2014 - Current||2|
|Accelerated Capital Group, Inc.||Irvine, CA||Sep 2014 - Current||2|
|Gentry Wealth Managment||Scottsdale, AZ||Sep 2014 - Current||2|
|Fidelity Brokerage Services, Inc.||Salt Lake, UT||Feb 1998 - Sep 2014||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S66||NASAA Uniform Combined State Law Examination||May 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management208MILLIONS
Total Number of Accounts1,481ACCOUNTS
Average Account Value$140,154
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, NE, NV, NY, TX, UT, WA
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