Spencer Daw, financial advisor Draper UT
90 score

Spencer Daw

CRD Number: 5912420
Current Firm: Td Ameritrade, Inc.

Spencer Daw (CRD# 5912420) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Draper, UT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Draper, UT Jan 2013 - Current 3
Fidelity Investments American Fork, UT Mar 2011 - Jan 2013 1
Unemployed South Jordan, UT Dec 2010 - Mar 2011 < 1
The Foundation For International Community Assistance Dushanbe, Sep 2010 - Dec 2010 < 1
Unemployed College Park, MD Aug 2009 - Sep 2010 1
Wells Fargo Bank Draper, UT Aug 2008 - Aug 2009 1
Unemployed Draper, UT Jan 2008 - Aug 2008 < 1
Republican National Committee Washington, DC Sep 2007 - Dec 2007 < 1
Wells Fargo Bank Draper, UT Mar 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Spencer G. Daw
Phone Number: (800) 669-3900
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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