Spencer DawCRD Number: 5912420
Current Firm: Td Ameritrade, Inc.
Spencer Daw (CRD# 5912420) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Draper, UT and has over 5 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|Td Ameritrade||Draper, UT||Jan 2013 - Current||4|
|Fidelity Investments||American Fork, UT||Mar 2011 - Jan 2013||1|
|Unemployed||South Jordan, UT||Dec 2010 - Mar 2011||< 1|
|The Foundation For International Community Assistance||Dushanbe,||Sep 2010 - Dec 2010||< 1|
|Unemployed||College Park, MD||Aug 2009 - Sep 2010||1|
|Wells Fargo Bank||Draper, UT||Aug 2008 - Aug 2009||1|
|Unemployed||Draper, UT||Jan 2008 - Aug 2008||< 1|
|Republican National Committee||Washington, DC||Sep 2007 - Dec 2007||< 1|
|Wells Fargo Bank||Draper, UT||Mar 2006 - Aug 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2011|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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