Bret Johnson, financial advisor Dubuque IA
93 score

Bret Johnson

CRD Number: 5534987
Current Firm: Ameriprise Financial Services, Inc.

Bret Johnson (CRD# 5534987) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Dubuque, IA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Maquoketa, IA May 2015 - Current 1
Berthel Fisher & Co Financial Services Inc. Galena, IL Jul 2011 - May 2015 3
Jo Daviess Conservation Foundation Elizabeth, IL Jan 2011 - May 2015 4
Galena State Bank Galena, IL Oct 2008 - Jul 2011 2
Lpl Financial Charlotte, NC Jul 2010 - Jun 2011 < 1
Ameriprise Financial Services,inc. Chicago, IL Jun 2008 - Aug 2008 < 1
Robert Johnson Builders Galena, IL Aug 2007 - May 2008 < 1
Hammer Trading Chicago, IL May 2007 - Aug 2007 < 1
Robert Johnson Builders Galena, IL Jun 2001 - Jun 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Bret R. Johnson
Phone Number: 612-671-3131
Registered State(s):
  • IL
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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