David Kessler, financial advisor Dubuque IA
93 score

David Kessler

CRD Number: 1006152
Current Firm: Wells Fargo Advisors, LLC

David Kessler (CRD# 1006152) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Dubuque, IA and has over 35 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Dubuque, IA May 2009 - Current 7
Wachovia Securities, LLC Dubuque, IA Jan 2008 - May 2009 1
A.g. Edwards Dubuque, IA May 1991 - Jan 2008 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1981
Contact Info for David W. Kessler
Phone Number: 314-875-3000
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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