CRD Number: 6252382
Current Firm: Raymond James Financial Services Advisors, Inc.
Our practice specializes in portfolio management, retirement plans and insurance products. Our mission is to partner with our clients to provide quality service and advice. Our goal is to help them achieve financial security and focus on their objectives and quality of life.
Voya Financial Advisors, Inc.
Steele Capital Management, Inc.
Investments By Design, Inc.
|Raymond James Financial Services Advisors Inc.||Dubuque, IA||Apr 2014 - Current||3|
|Raymond James Financial Services, Inc.||Dubuque, IA||Jan 2014 - Current||4|
|Raymond James Financial Services, Inc.||Dubuque, IA||Oct 2012 - Jan 2014||1|
|U.s. Gov't (dod)||Bethesda, MD||Sep 2011 - Oct 2012||1|
|Crescent Electric||East Dubuque, IL||May 2008 - Jul 2011||3|
|Loras College||Dubuque, IA||Jan 2007 - Dec 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Social Media Disclosure http://raymondjames.com/smicd.htm
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.