Michael SteeleCRD Number: 1017847
Current Firm: Steele Capital Management, Inc.
Michael Steele (CRD# 1017847) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 27 years of experience in the finance industry.
Voya Financial Advisors, Inc.
Steele Capital Management, Inc.
Investments By Design, Inc.
|Steele Capital Management, Inc.||Dubuque, IA||Jun 1994 - Current||23|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Sep 1981 - Nov 2010||29|
|Nml||Milwaukee, WI||Jun 1979 - Nov 2010||31|
|Northwestern Mutual Equity||Milwaukee, WI||Jun 1979 - Nov 2010||31|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management1,607MILLIONS
Total Number of Accounts3,033ACCOUNTS
Average Account Value$529,800
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AZ, CA, FL, GA, IA, IL, MI, MN, MO, NC, NE, NJ, NY, RI, SD, TX, WI