Michael Steele, financial advisor Dubuque IA
76 score

Michael Steele

CRD Number: 1017847
Current Firm: Steele Capital Management, Inc.

Michael Steele (CRD# 1017847) is an Investment Advisor Representative working at Steele Capital Management, Inc. in Dubuque, IA and has over 27 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Steele Capital Management, Inc. Dubuque, IA Jun 1994 - Current 23
Northwestern Mutual Investment Services, LLC Milwaukee, WI Sep 1981 - Nov 2010 29
Nml Milwaukee, WI Jun 1979 - Nov 2010 31
Northwestern Mutual Equity Milwaukee, WI Jun 1979 - Nov 2010 31
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Michael D. Steele
Phone Number: 563-588-2097
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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