Scott Steffen, financial advisor Dubuque IA
93 score

Scott Steffen

CRD Number: 4505539
Current Firm: Atcapital Management

Scott Steffen (CRD# 4505539) is an Investment Advisor Representative working at Atcapital Management in Dubuque, IA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Atcapital Management Dubuque, IA Oct 2015 - Current 1
American Trust & Savings Dubuque, IA Nov 2007 - Current 8
At Financial Advisors Corp. Dubuque, IA May 2008 - Sep 2015 7
At Financial Advisors Corp Dubuque, IA Nov 2007 - Sep 2015 7
Brokers International Financial Services Panora, IA Sep 2009 - Nov 2010 1
Prudential Investment Management Services LLC Dubuque, IA Dec 2004 - Nov 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2002
S66 NASAA Uniform Combined State Law Examination Apr 2003
Contact Info for Scott J. Steffen
Phone Number: 563-589-0851
Firm Website:
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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