Tracy Poole (CRD# 2681620) is an Investment Advisor Representative working at Faoc, LLC in Largo, FL and has over 28 years of experience in the finance industry.
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
CRD# 5159569
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Faoc, LLC | Largo, FL | Jun 2023 - Current | < 1 |
| Powell Valley Bank | Duffield, VA | Feb 2014 - Jun 2023 | 9 |
| Infinex Investments, Inc. | Johnson City, TN | Jun 2008 - Jun 2023 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1995 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
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FL, GA, IA, IN, LA, MI, NC, NE, NV, NY, OH, OR, PA, SC, TN, TX, WI
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