Charles Mobley, financial advisor Duluth GA
83 score

Charles Mobley

CRD Number: 1365880
Current Firm: Voya Financial Advisors, Inc.

Charles Mobley (CRD# 1365880) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Duluth, GA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Mcdonough, GA Sep 2014 - Current 2
Propitious LLC Mcdonough, GA Oct 2011 - Current 5
Ing Financial Partners, Inc. Mcdonough, GA Aug 2006 - Sep 2014 8
Invest Financial Corp. Conyers, GA Feb 2004 - Aug 2006 2
Main Street Bank Conyers, GA Feb 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1985
S65 NASAA Investment Advisors Law Examination Dec 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Charles W. Mobley
Phone Number: 1-800-356-2906
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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