Yancy Spivey (CRD# 5434377) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Duncan, OK and has over 16 years of experience in the finance industry.
CRD# 6901111
Edward Jones
CRD# 5311077
Arbor Point Advisors
CRD# 6277285
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Apr 2022 - Current | 2 |
| Ys Integration LLC | Duncan, OK | Oct 2017 - Current | 6 |
| Ys Asset Management | Duncan, OK | Aug 2017 - Current | 6 |
| First Financial Equity Corporation | Duncan, OK | Oct 2018 - Apr 2022 | 3 |
| Wells Fargo Advisors Financial Network, LLC | Duncan, OK | Jul 2017 - Oct 2018 | 1 |
| Edward Jones | St Louis, MO | Jul 2012 - Jul 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OK
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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- Educational seminars/workshops
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