Heidi KennedyCRD Number: 4476699
Current Firm: H. Beck, Inc.
Heidi Kennedy (CRD# 4476699) is an Investment Advisor Representative working at H. Beck, Inc. in Duncansville, PA and has over 15 years of experience in the finance industry.
Principal Securities, Inc.
Hancock Capital Management, Inc.
|H. Beck, Inc.||Rockville, MD||Jan 2011 - Current||6|
|Financial Network||El Segundo, CA||May 2007 - Dec 2010||3|
|The Prudential Insurance Company Of America||Pittsburgh, PA||Nov 2001 - Apr 2007||5|
|Pruco Securities, LLC||Pittsburgh, PA||Nov 2001 - Apr 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2001|
|S65||NASAA Investment Advisors Law Examination||May 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management1,825MILLIONS
Total Number of Accounts10,457ACCOUNTS
Average Account Value$174,531
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV