Kevin SeegertCRD Number: 1249177
Current Firm: Woodbury Financial Services, Inc.
Kevin Seegert (CRD# 1249177) is an Investment Advisor Representative working at Woodbury Financial Services, Inc. in Dundee, MI and has over 33 years of experience in the finance industry. Kevin Seegert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Chisholm & Darden Investment Advisors, Inc.
Independence Capital Company, Inc.
Raymond James Financial Services Advisors, Inc.
|Woodbury Financial Services Inc.||Monroe, MI||Nov 2017 - Current||< 1|
|Deerfield Phone Company, D&p Communications||Petersburg, MI||Mar 2000 - Current||18|
|Sii Investmwnts Inc./seegert & Seegert Financial Advisors||Monroe, MI||Aug 2001 - Nov 2017||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management3,252MILLIONS
Total Number of Accounts17,398ACCOUNTS
Average Account Value$186,902
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY