Charles EhnotCRD Number: 872769
Current Firm: L.m. Kohn & Company
Charles Ehnot (CRD# 872769) is an Investment Advisor Representative working at L.m. Kohn & Company in Dunmore, PA and has over 38 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|L.m. Kohn & Company||Cincinnati, OH||Jan 2012 - Current||6|
|Midsouth Capital, Inc.||Marietta, GA||Feb 2002 - Jan 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1979|
|S65||NASAA Investment Advisors Law Examination||Dec 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management559MILLIONS
Total Number of Accounts1,793ACCOUNTS
Average Account Value$311,919
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, VA, WA, WV