David Tranum, financial advisor Durango CO
93 score

David Tranum

CRD Number: 3108916
Current Firm: Morgan Stanley

David Tranum (CRD# 3108916) is an Investment Advisor Representative working at Morgan Stanley in Durango, CO and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Durango, CO Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated Durango, CO Apr 2007 - Current 9
Morgan Stanley Dw Inc. Durango, CO Dec 2006 - Apr 2007 < 1
Wells Fargo Brokerage Durango, CO Jul 2001 - Dec 2006 5
Wells Fargo Investments, LLC Durango, CO Dec 2000 - Dec 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination May 2000
Contact Info for David Tranum
Phone Number: 914-225-5510
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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