Ethan Bates, financial advisor Durango CO
89 score

Ethan Bates

CRD Number: 6277565
Current Firm: Swan Global Investments, LLC

Ethan Bates (CRD# 6277565) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 2 years of experience in the finance industry.

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Swan Global Investments, LLC
Company Name Location Dates Years
Swan Wealth Advisors, Inc. Durango, CO Dec 2012 - Current 3
Ek&h Denver, CO Aug 2011 - Dec 2012 1
Cloud Peak Energy Denver, CO Jun 2010 - Aug 2011 1
Deloitte & Touche Denver, CO Aug 2007 - Jun 2010 2
University Boulder, CO Aug 2003 - Jun 2007 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Ethan Bates
Phone Number: 970-382-8901
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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