Ethan Bates (CRD# 6277565) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 10 years of experience in the finance industry.
CRD# 1687675
Ameriprise Financial Services, LLC
CRD# 6993630
Robert W. Baird & Company Incorporated
CRD# 5611651
Intelligent Investment Management,llp
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Swan Wealth Advisors, Inc. | Durango, CO | Dec 2012 - Current | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2014 |
- CO
-
Total Assets Under Management2,106MILLIONS
-
Total Number of Accounts2,483ACCOUNTS
-
Average Account Value$848,149
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CO, FL, IL, MA, MD, MI, NJ, NY, PR, TX, VA
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