James Engelken, financial advisor Durango CO
93 score

James Engelken

CRD Number: 5409511
Current Firm: Swan Global Investments, LLC

James Engelken (CRD# 5409511) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Swan Global Investments, Llc (aka Swan Wealth Advisors) Durango, CO Sep 2011 - Current 6
Qualitas Wealth Counsel Irvine, CA Feb 2011 - Sep 2011 < 1
Not Employed Durango, CO Mar 2008 - Feb 2011 2
Morgan Stanley & Co, Inc. Durango, CO Aug 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2011
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for James A. Engelken
Phone Number: 970-382-8901
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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