James Engelken, financial advisor Durango CO
93 score

James Engelken

CRD Number: 5409511
Current Firm: Swan Global Investments, LLC

James Engelken (CRD# 5409511) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 8 years of experience in the finance industry.

Similar Advisors
Daniel Wiggins, financial advisor Durango CO
Daniel J. Wiggins
CRD# 4580878
Black Label Wealth Management, LLC
Similar Advisors
Craig Arnwine, financial advisor Durango CO
Craig L. Arnwine
CRD# 2480164
Evergreen Wealth Advisors
Similar Advisors
Robert Armstrong, financial advisor Durango CO
Robert A. Armstrong
CRD# 5302908
Swan Global Investments, LLC
Company Name Location Dates Years
Swan Wealth Advisors Durango, CO Sep 2011 - Current 5
Qualitas Wealth Counsel Irvine, CA Feb 2011 - Sep 2011 < 1
Not Employed Durango, CO Mar 2008 - Feb 2011 2
Morgan Stanley & Co, Inc. Durango, CO Aug 2007 - Mar 2008 < 1
J Engelken & Assoc Plano, TX Mar 1995 - Aug 2007 12
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2011
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for James A. Engelken
Phone Number: 970-382-8901
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.