Justin Bates, financial advisor Durango CO
90 score

Justin Bates

CRD Number: 6110622
Current Firm: Swan Global Investments, LLC

Justin Bates (CRD# 6110622) is an Investment Advisor Representative working at Swan Global Investments, LLC in Durango, CO and has over 5 years of experience in the finance industry.

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Swan Global Investments, LLC
Company Name Location Dates Years
Swan Wealth Advisors, Inc. Durango, CO May 2014 - Current 3
Rocky Mountain Insured LLC Durango, CO Oct 2007 - May 2014 6
First Allied Securities, Inc. San Diego, CA Jul 2013 - Apr 2014 < 1
Lpl Financial Durango, CO Jan 2013 - Jul 2013 < 1
Jefferson County Sheriff's Office Golden, CO Feb 2004 - Nov 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2013
S65 NASAA Investment Advisors Law Examination Mar 2013
Contact Info for Justin W. Bates
Phone Number: 970-382-8901
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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