Andrew JohnsonCRD Number: 5321597
Current Firm: Northwestern Mutual Investment Services,llc
Andrew Johnson (CRD# 5321597) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Durham, NC and has over 10 years of experience in the finance industry. Andrew Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Nov 2010 - Current||7|
|Northwestern Mutual Investment Services, LLC||Chapel Hill, NC||Oct 2009 - Current||8|
|William Dowdy||Chapel Hill, NC||Oct 2009 - Current||8|
|Northwestern Mutual Investment Services, LLC||Chapel Hill, NC||Nov 2009 - Mar 2016||6|
|Members Trust Company||Tampa, FL||Nov 2008 - Sep 2009||< 1|
|Credit Union Investment Services||Raleigh, NC||Sep 2007 - Sep 2009||2|
|Secu Brokerage Services||Raleigh, NC||Mar 2007 - Sep 2009||2|
|State Employees' Credit Union||Chapel Hill, NC||Jun 2006 - Sep 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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