Charles Clifton, financial advisor Durham NC

Charles Clifton

CRD Number: 5982197
Current Firm: Sycamore Financial Planning, LLC
Compensation Model: Fee Only

Charles Clifton (CRD# 5982197) is an Investment Advisor Representative working at Sycamore Financial Planning, LLC in Durham, NC and has worked in the personal finance industry since 2008.  Charles Clifton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sycamore Financial Planning, LLC Durham, NC Sep 2011 - Current 9
Zeiders Enterprises, LLC Woodbridge, VA Apr 2013 - Mar 2015 1
U.S. Compliance Consultants Greenwich, CT Oct 2011 - Nov 2013 2
Kuhn & Carson, Inc. Durham, NC Feb 2008 - Sep 2011 3
IBM Durham, NC Jan 1998 - Jan 2008 10
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2011
Contact Info for Charles Clifton
By the Numbers
  • Total Assets Under Management
    3
    MILLIONS
  • Total Number of Accounts
    10
    ACCOUNTS
  • Average Account Value
    $344,165
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NC, SC, TX

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