Ellen BaileyCRD Number: 5335340
Current Firm: Verity Asset Management
Ellen Bailey (CRD# 5335340) is an Investment Advisor Representative working at Verity Asset Management in Durham, NC and has over 13 years of experience in the finance industry. Ellen Bailey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ae Wealth Management, LLC
Townsend Asset Management Corp.
Raymond James & Associates, Inc.
|Verity Asset Management||Durham, NC||Jul 2020 - Current||2|
|Verity Investments, Inc.||Durham, NC||Jul 2020 - Current||2|
|Appreciation Financial||Henderson, NV||Jun 2020 - Apr 2022||1|
|Bb&t Securities||Raleigh, NC||Dec 2016 - Jun 2020||3|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Nov 2016||1|
|Morgan Stanley||Raleigh, NC||Aug 2013 - Nov 2016||3|
|Bb&t Securities, LLC||Raleigh, NC||Jan 2013 - Aug 2013||< 1|
|Scott & Stringfellow, LLC||Raleigh, NC||Feb 2010 - Aug 2013||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2009|
|S65||NASAA Investment Advisors Law Examination||Sep 2014|
Total Assets Under Management783MILLIONS
Total Number of Accounts7,489ACCOUNTS
Average Account Value$104,574
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, KY, LA, MA, MD, MI, MO, NC, NH, NJ, NM, NV, NY, OH, PA, SC, TN, TX, VA, WA, WI
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