James Batey (CRD# 5075948) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Durham, NC and has over 18 years of experience in the finance industry. James Batey has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Agia | Houston, TX | Dec 2022 - Current | 1 |
Valic Financial Advisors, Inc. | Durham, NC | Jul 2011 - Current | 13 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 2006 |
S65 | NASAA Investment Advisors Law Examination | May 2010 |
- AZ
- CA
- FL
- GA
- MI
- NC
- PA
- SC
- TX
- VA
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Total Assets Under Management25,247MILLIONS
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Total Number of Accounts302,501ACCOUNTS
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Average Account Value$83,463
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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