James Batey, financial advisor Durham NC

James Batey

CRD Number: 5075948
Current Firm: Valic Financial Advisors, Inc.

James Batey (CRD# 5075948) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Durham, NC and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors, Inc. Durham, NC Jul 2011 - Current 8
Hantz Financial Southfield, MI Dec 2005 - Jun 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2006
S65 NASAA Investment Advisors Law Examination May 2010
Contact Info for James R. Batey
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • AZ
  • CA
  • MI
  • NC
  • PA
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    19,938
    MILLIONS
  • Total Number of Accounts
    314,921
    ACCOUNTS
  • Average Account Value
    $63,313
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
Clean Record
This advisor has a clean track record with regulators.

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