John ThomasCRD Number: 5361512
Current Firm: Strategic Advisers, Inc.
John Thomas (CRD# 5361512) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Durham, NC and has over 5 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Fidelity Investments||Cary, NC||Oct 2010 - Current||7|
|Unemployed||Morrisville, NC||Jun 2009 - Oct 2010||1|
|Wheaton College||Norton, MA||Sep 2008 - May 2009||< 1|
|Pfizer Inc.||New York, NY||May 2008 - Aug 2008||< 1|
|Wheaton College||Norton, MA||Sep 2007 - May 2008||< 1|
|Smith Barney||Boston, MA||Jun 2007 - Aug 2007||< 1|
|Wheaton College||Norton, MA||Aug 2006 - Jun 2007||< 1|
|Coastal Gourmet||Mystic, CT||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2012|
|S66||NASAA Uniform Combined State Law Examination||Jun 2013|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV