Jonathan Harris, financial advisor Durham NC
77 score

Jonathan Harris

CRD Number: 6259373
Current Firm: Valic Financial Advisors, Inc.

Jonathan Harris (CRD# 6259373) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Durham, NC and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Valic Financial Advisors Inc. Durham, NC Jun 2016 - Current < 1
Bank Of America, N.a./merrill Lynch Raleigh, NC May 2015 - Jun 2016 1
Home Depot Cary, NC Dec 2014 - Feb 2016 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh, NC Sep 2014 - May 2015 < 1
Bank Of America Kennesaw, GA Sep 2006 - Sep 2014 8
Bank Of America Kennesaw, GA Apr 2004 - Sep 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan P. Harris
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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