Jonathan HarrisCRD Number: 6259373
Current Firm: Valic Financial Advisors, Inc.
Jonathan Harris (CRD# 6259373) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Durham, NC and has over 3 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Valic Financial Advisors Inc.||Durham, NC||Jun 2016 - Current||1|
|Bank Of America, N.a./merrill Lynch||Raleigh, NC||May 2015 - Jun 2016||1|
|Home Depot||Cary, NC||Dec 2014 - Feb 2016||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Raleigh, NC||Sep 2014 - May 2015||< 1|
|Bank Of America||Kennesaw, GA||Sep 2006 - Sep 2014||8|
|Bank Of America||Kennesaw, GA||Apr 2004 - Sep 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV