Thomas Whitehead, financial advisor Durham NC
93 score

Thomas Whitehead

CRD Number: 5292083
Current Firm: Wells Fargo Clearing Services, LLC

Thomas Whitehead (CRD# 5292083) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Durham, NC and has over 8 years of experience in the finance industry.

Similar Advisors
Charles Clifton, financial advisor Durham NC
Charles Clifton
CRD# 5982197
Sycamore Financial Planning, LLC
Score
103
Similar Advisors
Mark Courtemanche, CLU, ChFC, financial advisor Durham NC
Mark Courtemanche, CLU, ChFC
CRD# 2651246
Portfolio Medics, LLC
Score
103
Similar Advisors
David Crispin, financial advisor Durham NC
David R. Crispin
CRD# 5973925
Mml Investors Services, LLC
Score
103
Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Durham, NC Nov 2016 - Current 1
Wachovia Bank, N.a. Durham, NC Apr 2011 - Current 7
Wells Fargo Advisors LLC Durham, NC Apr 2011 - Nov 2016 5
Wells Fargo Home Mortgage Raleigh, NC Oct 2010 - Apr 2011 < 1
Mwa Financial Services, Inc. Rock Island, IL Aug 2009 - Oct 2010 1
Modern Woodmen Of America Rock Island, IL Jul 2008 - Oct 2010 2
Unemployed Durham, NC May 2008 - Jul 2008 < 1
Ameriprise Financial Raleigh, NC Jan 2007 - May 2008 1
Nc State Intramurals Raleigh, NC Sep 2005 - May 2008 2
Nc State University Raleigh, NC Aug 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2009
S65 NASAA Investment Advisors Law Examination Aug 2011
Contact Info for Thomas L. Whitehead
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.