Stephen TockCRD Number: 1179474
Current Firm: Lpl Financial LLC
Stephen Tock (CRD# 1179474) is an Investment Advisor Representative working at Lpl Financial LLC in Dwight, IL and has over 34 years of experience in the finance industry.
Armstrong & Associates, Inc.
Wealth Accumulation & Preservation, Inc.
Raymond James Financial Services Advisors, Inc.
|Lpl Financial LLC||Dwight, IL||Mar 1994 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
|S65||NASAA Investment Advisors Law Examination||Oct 1993|
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV