Stephen Tock, financial advisor Dwight IL

Stephen Tock

CRD Number: 1179474
Current Firm: Lpl Financial LLC

Stephen Tock (CRD# 1179474) is an Investment Advisor Representative working at Lpl Financial LLC in Dwight, IL and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Dwight, IL Mar 1994 - Current 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Oct 1993
Contact Info for Stephen J. Tock
Phone Number: 704-733-3300
Registered State(s):
  • IL
  • TX
  • LA
By the Numbers
  • Total Assets Under Management
    207,793
    MILLIONS
  • Total Number of Accounts
    892,326
    ACCOUNTS
  • Average Account Value
    $232,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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