Michael Osgood, financial advisor Dubuque IA

Michael Osgood

CRD Number: 5426196
Current Firm: Lpl Financial LLC

Michael Osgood (CRD# 5426196) is an Investment Advisor Representative working at Lpl Financial LLC in Dubuque, IA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC East Dubuque, IL Nov 2015 - Current 8
Visionpoint Advisory Group, LLC Dubuque, IL Nov 2015 - Apr 2022 6
Cuna Mutual Group Waverly, IA Feb 2013 - Nov 2015 2
Cuna Brokerage Services, Inc. Waverly, IA Feb 2013 - Nov 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael R. Osgood
Phone Number: 704-733-3300
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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