Susan Roman, financial advisor East Falmouth MA
89 score

Susan Roman

CRD Number: 6281414
Current Firm: Precision Capital Management

Susan Roman (CRD# 6281414) is an Investment Advisor Representative working at Precision Capital Management in East Falmouth, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Precision Capital Management East Falmouth, MA Feb 2015 - Current 1
Horter Investment Management, LLC Cincinnati, OH Dec 2013 - Current 3
Cutter Financial Group, LLC Falmouth, MA Jun 2013 - Current 3
Clark, Balboni, Gildea, LLP Bridgewater, MA Nov 2001 - Mar 2014 12
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2013
Contact Info for Susan J. Roman
Phone Number: (866) 254-4235
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    251
    MILLIONS
  • Total Number of Accounts
    3,598
    ACCOUNTS
  • Average Account Value
    $69,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, FL, GA, IN, LA, MA, MN, NC, NY, OH, SC, TX, UT

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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