Dararith Ly, financial advisor East Hartford CT
93 score

Dararith Ly

CRD Number: 3153517
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Dararith Ly (CRD# 3153517) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in East Hartford, CT and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
National Planning Corporation East Hartford, CT May 2016 - Current < 1
Metlife Securities Inc. East Longmeadow, MA Jan 2015 - Apr 2016 1
New England Securities East Longmeadow, MA Apr 2014 - Jan 2015 < 1
Cco Investment Services Corp Springfield, MA Jul 2013 - Apr 2014 < 1
Mass Mutual Springfield, CT Aug 2007 - Jul 2013 5
Ing Hartford, CT May 2007 - Jul 2007 < 1
Hartford Life Simsbury, CT May 2002 - May 2007 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2013
S63 Uniform Securities State Law Examination Aug 2000
Contact Info for Dararith Ly
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • CT
  • RI
  • VT
  • MA
  • GA
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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