Aaron Harris, financial advisor East Lansing MI
78 score

Aaron Harris

CRD Number: 6123572
Current Firm: Northwestern Mutual Investment Services,llc

Aaron Harris (CRD# 6123572) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in East Lansing, MI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services LLC East Lansing, MI Jan 2013 - Current 3
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2012 - Current 4
Hca Holdings LLC East Lansing, MI Jun 2011 - Current 5
Internet Marketing Consultants East Lansing, MI Jul 2010 - Current 6
Northwestern Mutual Investment Services, LLC East Lansing, MI Aug 2015 - Mar 2016 < 1
Michigan Concrete Association Okemos, MI Jan 2007 - Nov 2012 5
Prime Developing East Lansing, MI Jun 2001 - Jul 2010 9
Access Mortgage Lansing, MI Mar 2005 - Jan 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Aaron R. Harris
Phone Number: 866-664-7737
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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